Stay Compliant. Stay Confident.
Keep your 401(k) plan aligned with IRS and DOL requirements—without the stress.
If your business has 100 or more eligible 401(k) participants, you likely need an independent audit to maintain compliance. Our team at MBE CPAs makes the process efficient, accurate, and hassle-free, so you can focus on running your business with peace of mind.
Why Businesses Trust MBE CPAs for 401(k) Audits
- 401(k) Audit Specialists – Experienced professionals dedicated to benefit plan audits.
- Minimized Disruptions – Our efficient process keeps your business running smoothly.
- Trusted Expertise—We simplify the complexities, giving you confidence in your audit.
- Guidance at Every Step – We handle the complexities, so you don’t have to.
Do You Need a 401(k) Audit?
You likely do if:
- Your 401(k) plan has 100+ eligible participants.
- You file Form 5500 annually.
- You want to avoid costly penalties and compliance issues.
Not sure? We’ll help you determine if an audit is required.
Our Streamlined Audit Process
- Consultation & Document Collection – We assess your plan and gather key details.
- Compliance & Financial Review – Our team verifies accuracy and adherence to regulations.
- Audit Reporting & Filing – We complete and submit your audit efficiently.
- Ongoing Compliance Support – Providing guidance to keep your plan audit-ready.
Frequently Asked Questions
Most audits take 4–6 weeks, depending on document availability and plan complexity.
We typically require plan financial statements, payroll records, IRS filings, and participant data. We’ll provide a full checklist during the consultation.
Failing to complete a required audit can result in hefty IRS and DOL penalties. Our team helps you stay compliant and avoid costly fines.
Yes! We serve a wide range of industries, including professional services, manufacturing, healthcare, restaurant franchises, and more.
Let’s Get Started
Get expert guidance to help keep your company’s retirement plan compliant and avoid costly penalties. Schedule a free consultation today!
